April 13, 2020

Natasha Guinan Named Chief Counsel, Office of the Chief Accountant

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April 09, 2020

SEC Enhances Standards for Critical Market Infrastructure

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April 09, 2020

Foreign National and American Trader Settle Fraud Charges in EDGAR Hacking Case

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April 08, 2020

SEC Provides Temporary, Conditional Relief for Business Development Companies Making Investments in Small and Medium-sized Businesses

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April 08, 2020

In Response to Self-Executing Congressional Mandates, SEC Adopts Offering Reforms for Business Development Companies and Registered Closed-End Funds

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April 07, 2020

SEC Office of Compliance Inspections and Examinations Publishes Risk Alerts Providing Advance Information Regarding Inspections for Compliance with Regulation Best Interest and Form CRS

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