April 06, 2020

Cantor Fitzgerald Agrees to Pay $3.2 Million to Settle Charges for Providing Deficient Blue Sheet Data

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April 03, 2020

SEC Awards Approximately $2 Million to Whistleblower

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April 02, 2020

Agencies Will Consider Comments on Volcker Rule Modifications Following Expiration of Comment Period

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April 01, 2020

SEC Obtains Judgment Against Promoter Who Fraudulently Raised $3 Million for Christian Concerts

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March 31, 2020

SEC Small Business Advocate to Host Virtual Coffee Breaks Discussing Small Business Capital Raising

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March 31, 2020

SEC Announces Ad Hoc Meeting of Small Business Capital Formation Advisory Committee in Response to COVID-19 Challenges Faced By Small Businesses

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