September 19, 2022

SEC Investor Advisory Committee to Discuss Human Capital Labor Valuation, Security-Based Swaps, Beneficial Ownership, and ESG Disclosure on Sept. 21

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September 19, 2022

Office of the Investor Advocate Releases Research Study on Fund Performance Benchmarks

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September 15, 2022

SEC Charges Gol Intelligent Airlines, Brazil’s Second Largest Airline, with FCPA Violations

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September 14, 2022

SEC Charges Loop Capital Markets in First Action against Broker-Dealer for Violating Municipal Advisor Registration Rule

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September 14, 2022

SEC Proposes Rules to Improve Risk Management in Clearance and Settlement and to Facilitate Additional Central Clearing for the U.S. Treasury Market

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September 14, 2022

Proposed rule: Standards for Covered Clearing Agencies for U.S. Treasury Securities and Application of the Broker-Dealer Customer Protection Rule With Respect to U.S. Treasury Securities Fund Advisers

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