October 26, 2022 SEC Proposes New Oversight Requirements for Certain Services Outsourced by Investment Advisers READ MORE
October 26, 2022 SEC Adopts Amendments to Modernize Fund Shareholder Reports and Promote Transparent Fee- and Expense-Related Information in Fund Advertisements READ MORE
October 24, 2022 SEC Charges Canadian Cannabis Company and Former Senior Executive with Accounting Fraud READ MORE