August 08, 2018

SEC Charges U.S. Congressman and Others With Insider Trading

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August 07, 2018

SEC Charges Cloud Communications Company and Two Senior Executives With Misleading Revenue Projections

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August 06, 2018

SEC Updates List of Firms Using Inaccurate Information to Solicit Investors

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July 27, 2018

SEC Charges Recidivist in Stock Manipulation Scheme

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July 25, 2018

Daniel Gregus Named National Associate Director of Clearance and Settlement Examination Program

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July 25, 2018

Kristin Snyder Named Deputy Director of OCIE

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