October 31, 2018

SEC Issues Statement on Certain Provisions of Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants

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October 31, 2018

SEC Adopts Rules to Modernize Property Disclosures Required for Mining Registrants

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October 31, 2018

SEC Updates List of Firms Using Inaccurate Information to Solicit Investors

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October 30, 2018

Updated Disclosure Requirements and Summary Prospectus for Variable Annuity and Variable Life Insurance Contracts

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October 30, 2018

SEC Proposes Disclosure Improvements for Variable Annuities and Variable Life Insurance Contracts

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October 25, 2018

SEC Investor Advisory Committee to Hold Nov. 7 Telephone Meeting

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