January 03, 2020

Longfin CEO Settles Fraud Action

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January 02, 2020

SEC Charges Six Individuals in International Microcap Fraud Schemes

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December 30, 2019

SEC Proposes to Codify Certain Consultations and Modernize Auditor Independence Rules

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December 30, 2019

Amendments to Rule 2-01, Qualifications of Accountants

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December 23, 2019

Susan Nash, Associate Director in Division of Investment Management, to Leave SEC After 30 Years of Public Service

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December 19, 2019

SEC Charges Recidivist Investment Adviser With Defrauding Retirees

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