March 23, 2020

SEC Awards Over $1.6 Million to Whistleblower

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March 22, 2020

SEC Provides Conditional Regulatory Relief for Registered Transfer Agents and Certain Other Persons Affected by the Coronavirus Disease 2019 (COVID-19)

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March 21, 2020

SEC Enables Immediate Effectiveness of Proposed Rule Change to Facilitate NYSE Electronic Auctions in Light of Temporary Closure of Physical Trading Floor

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March 20, 2020

SEC Emergency Action Stops Digital Asset Scam

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March 16, 2020

Jury Finds Investment Adviser and its Owner Liable for Fraud

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March 15, 2020

Cboe Options Exchange Temporarily Shifts to Fully Electronic Trading – SEC Enables Immediate Effectiveness of Proposed Rule Change to Facilitate Continued Operations in Light of Temporary Suspension of Cboe Physical Trading Floor

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