August 11, 2020

Sebastian Gomez Abero Named Deputy Director of SEC's Small Business Advocacy Office

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August 10, 2020

SEC Charges Interactive Brokers With Repeatedly Failing to File Suspicious Activity Reports

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August 06, 2020

SEC Charges Consumer Loan Company With FCPA Violations

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August 05, 2020

Lindsay McCord Named Chief Accountant in Division of Corporation Finance

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August 05, 2020

Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements

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August 05, 2020

SEC Charges Affiliated Advisers for Misrepresentations About Payment for Order Flow Arrangements

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