November 02, 2023

SEC Adopts Rules for the Registration and Regulation of Security-Based Swap Execution Facilities

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November 01, 2023

SEC Charges Crypto Company SafeMoon and its Executive Team for Fraud and Unregistered Offering of Crypto Securities

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October 31, 2023

SEC Charges Four Long Island Men with Perpetrating $2 Million “Free-Riding” Scheme

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October 30, 2023

SEC Charges SolarWinds and Chief Information Security Officer with Fraud, Internal Control Failures

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October 24, 2023

SEC Charges BlackRock with Failing to Properly Disclose Investments by Publicly Traded Fund it Advised

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October 18, 2023

SEC Proposes Rule to Address Volume-Based Exchange Transaction Pricing for NMS Stocks

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